1+ months

Executive Manager, Compliance

BNY Mellon
New York, NY 10007

This role leads a global team of Complianceprofessionals responsible for developing tools and processes that willtransform the way the firms law library is utilized and significantly increasethe effectiveness of our regulatory change management efforts, Compliance riskassessment program and second line of defense testing. Additionally, the newplatform will provide the businesses and support functions with a centralrepository for the laws, regulations and interpretive guidance that governtheir activities and the means of evidencing their risk-mitigating controls. Thisis a global initiative that touches all areas of BNY Mellons Compliancefunction as well as its lines of business and corporate staff functions. The specific goals are:

  • Integrate technology to reduce reliance on manualcontrols for a number of Compliance activities such as horizon-scanning, maintainingan inventory of laws and regulations, mapping laws and regulations to policiesand controls, operating a risk assessment scoring model and generating dataanalytics and reporting.
  • Focus on regulatory change identification andtracking to increase the business effectiveness in overseeing and adapting tochanges in compliance risk.
  • Increase coordination and accountability amongrisk and control owners across all business lines.
  • Provide traceability and transparency for thebusinesses, corporate staff functions and regulators.
  • Map Audit, regulatory and Compliance testingfindings to controls to identify weaknesses.
  • Drive annual Compliance risk assessment tocalculate residual risk across businesses, legal entities, products andservices, and use results to inform annual planning for global Compliancestrategy, testing, surveillance, training and resources.

This project and its deliverables are highlyvisible to BNY Mellon management and externals regulators such as The Fed. The successful candidate needs to be aconsummate, seasoned professional, experienced in leading enterprise-wideCompliance or Risk initiatives. Theability to make in-roads into the organization and establish productive relationshipswith project participants is crucial.

Qualifications

Bachelor s degree or the equivalent combination of education and experience is required. MBA, JD or professional certification preferred. 15+ years of total work experience, with 5-7 years of management experience, preferred. Financial Services, Audit or Compliance background and/or experience with financial services compliance and/or experience with the assigned products, services or business lines/areas and the pertaining laws, regulations and rules of relevant regulators preferred.
BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer.
Minorities/Females/Individuals With Disabilities/Protected Veterans.

Our ambition is to build the best global team one that is representative and inclusive of the diverse talent, clients and communities we work with and serve and to empower our team to do their best work. We support wellbeing and a balanced life, and offer a range of family-friendly, inclusive employment policies and employee forums.

Primary Location: United States-New York-New York
Internal Jobcode: 85169
Job: Risk
Organization: Compliance & Ethics-HR06015
Requisition Number: 1918447
",

Categories

Posted: 2020-01-20 Expires: 2020-05-06

Contact Us

FEI Career Center

Laura Castle | lcastle@financialexecutives.org | 973.765.1000

Samantha Miller | smiller@careercast.com | 760-692-4148 | FEI Career Center Advertising

FEI Career Center is part of the FEI Affinity Programs Solutions Portfolio, a collection of essential business solutions for finance professionals. Learn more about FEI Affinity Programs Solutions.

Keep Learning

The most successful professionals are those committed to continuous learning. In person and online, FEI offers programs to help build your knowledge of finance management and fuel your career growth. No matter how or when you prefer to learn, FEI has programs that work for you.

Learn More

Before you go...

Our free job seeker tools include alerts for new jobs, saving your favorites, optimized job matching, and more! Just enter your email below.

Share this job:

Executive Manager, Compliance

BNY Mellon
New York, NY 10007

Join us to start saving your Favorite Jobs!

Sign In Create Account
Powered ByCareerCast